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Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Internet Explorer presents a security risk. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Prior to that, Danella led Private Wealth Management. He leads the companys Executive Leadership Team. Danella earned a bachelors degree in Economics and English from Vanderbilt. Save time and execute with confidence when creating your strategic plan for compliance. Andrew Nix will join Regions as chief governance officer on March 17. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. He is a member of Regions Executive Leadership Team. Head of Strategic Planning & Corporate Development. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. Corporate Banking Division Head. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. President and Chief Executive Officer of Regions Financial Corporation. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. for the Southeastern Chapter of the Society for Corporate Governance. Chief Legal Officer and Corporate Secretary. Senior Executive Vice President Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. Gartner Terms of Use Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Pichel began his career as a financial analyst with General Motors. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. 2023 Regions Bank. Jeremy D. King Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. All rights reserved. She leads the companys Legal, Government Affairs, and Corporate Governance departments. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Kate R. Danella Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Executive Vice President Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Treasurer. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. He succeeds Hope Mehlman . Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. The LifeGreen color is a trademark of Regions Bank. Chief Enterprise Operations and Technology Officer. Regions provides links to other websites merely and strictly for your convenience. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. By Jeremy King | February 9, 2021. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Chief Risk Officer. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Senior Executive Vice President Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. John B. Owen Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Regions Bank He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Martha Raber Senior Executive Vice President Flagstar Bank - Scottsdale Arizona branch servicing the valley & the countrySenior Loan Officersince Oct 2011 Credit Justice Services - 1204 E. Baseline Rd. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Evaluate current compliance program activities and gauge their effectiveness and impact. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. Youre about to leave Regions to use an external site. Fournier J. Gale, III Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. Head of Wealth Management Group. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Chief Digital Officer. When making the leap to a new position, almost half (46%) of executives across all functions underperform. In addition, Nolan oversees competitive and strategic analysis. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Meet Andrew Nix. (Photo: Business Wire). Senior Executive Vice President Logan M. Pichel He received a masters degree in business administration from Emory University, Atlanta, Georgia. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Senior Executive Vice President Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Head - Financial Risk. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. May 27, 2022, 1:30 p.m. EDT 3 Min Read. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Design a human-centric compliance culture. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. She is a member of the companys Executive Leadership Team. Prior to assuming his current role, he. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Executive Vice President She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. Anthony Restel President, Regional Banking . In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. He was named president in December 2017. Privacy Policy. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. 2023Gartner, Inc. and/or its affiliates. Senior Executive Vice President Head of Consumer Banking Group. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. Youre about to leave Regions to use an external site. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. Advisory Services are offered through Cetera Investment Advisers LLC. Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. and Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. William E. Horton Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. First Horizon Bank. C. Ward Cheatham Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. Core Product Marketing. He is also a member of the companys Executive Leadership Team. and His primary focus was financial institutions. Hope Dmuchowski Chief Financial Officer. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Danella earned a bachelors degree in Economics and English from Vanderbilt. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. Fournier J. She also serves as vice president and program chair. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Andrews experience and insights will help us build on these accomplishments. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. Senior Executive Vice President You should consult privacy disclosures at the linked website for further information. Regions provides links to other websites merely and strictly for your convenience. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. By clicking the "Submit" button, you are agreeing to the He is also a member of the United Ways Tocqueville Society. Core Product Marketing. Head of Corporate Banking Group. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Chief Operating Officer. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. Head of Consumer Banking Group. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Privacy Policy. Chief Financial Officer. She is also a member of the Rotary Club of Greater Birmingham. Corporate governance is my passion. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. New compliance officers face an overwhelming amount of tasks during their first few months. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Privacy Policy. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Executive Vice President Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Regions Bank is an Equal Housing Lender and Member FDIC. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. C. Keith Herron He began his career at Crestar Mortgage. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. David Popwell President, Specialty Banking . He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. She is also responsible for managing the companys relationships with credit rating agencies. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Dana W. Nolan Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships.
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